Compliance Officer

Description
The Compliance Officer will be responsible for monitoring, reviewing, and ensuring that the company’s HELOC products and operations comply with federal, state, and investor regulations. This role will also assist in implementing policies, training staff, and supporting audits to mitigate regulatory and reputational risk.

Key Responsibilities:

Develop, implement, and maintain compliance policies and procedures specific to HELOC lending.
Monitor regulatory changes (federal, state, and local) and assess impact on business operations.
Conduct regular internal audits and reviews to ensure adherence to compliance requirements.
Support licensing and state registration requirements for lending activities.
Review marketing materials, disclosures, and loan documentation for compliance accuracy.
Partner with operations, underwriting, and servicing teams to ensure processes align with legal and regulatory standards.
Investigate and resolve compliance-related issues, complaints, or escalations.
Assist with regulatory examinations and external/internal audits.
Provide compliance training and guidance to employees at all levels.
Prepare and submit compliance reports to senior management and regulators, as needed.